Mittleman Investment Management, LLC is an SEC-registered investment adviser. Mittleman Investment Management, LLC is also known as Mittleman Brothers and may be referred to by either name. Mittleman Brothers’ website is limited to the dissemination of general information pertaining to its services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of Mittleman Brothers’ website on the Internet should not be construed by any consumer and/or prospective client as Mittleman Brothers’ solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Mittleman Brothers with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Mittleman Brothers, please contact the SEC or the state securities regulators for those states in which Mittleman Brothers maintains a notice filing. A copy of Mittleman Investment Management, LLC’s current Form ADV Part 2A which discusses its business operations, services, and fees is available upon written request. Mittleman Brothers does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Mittleman Brothers’ website or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that future performance of any specific investment or investment strategy (including the investments and/or investment strategies recommended or undertaken by Mittleman Brothers) made reference to directly or indirectly by Mittleman Brothers in its website, or indirectly via a link to an unaffiliated third party website, will be profitable or equal the corresponding indicated performance level(s). Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client or prospective client’s investment portfolio. Historical performance results for investment indices and/or categories generally do not reflect the deduction of transaction and/or custodial charges, the deduction of an investment management fee, nor the impact of taxes, the incurrence of which would have the effect of decreasing historical performance results. Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by Mittleman Brothers), will be profitable or equal any historical performance level(s).
Certain portions of Mittleman Brothers’ website (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Mittleman Brothers’ (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Mittleman Brothers, or from any other investment professional. Mittleman Brothers is neither an attorney nor an accountant, and no portion of the website content should be interpreted as legal, accounting or tax advice. To the extent that any client or prospective client utilizes any economic calculator or similar device contained within or linked to Mittleman Brothers’ website, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Mittleman Brothers, or from any other investment professional. Each client and prospective client agrees, as a condition precedent to his/her/its access to Mittleman Brothers’ website, to release and hold harmless Mittleman Brothers, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of their actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Mittleman Brothers.
Pershing Advisor Solutions LLC, and its clearing firm, Pershing LLC, are subsidiaries of The Bank of New York Mellon Corporation, are, respectively, the prime broker and custodian for Mittleman Investment Management, LLC’s client accounts unless such client accounts are held with a different broker or custodian. Mittleman Investment Management, LLC holds an Australian Financial Services License (#528365) to provide financial services to Wholesale Clients.